Statement of financial condition
American Enterprise Investment Services Inc. (AEIS) Statement of Financial Condition
This statement of financial condition is provided in accordance with Rule 17a-5 of the Securities Exchange Act of 1934 and is updated here semiannually. The AEIS Statement of Financial Condition includes a financial balance sheet and explanatory detail on the financial condition of AEIS, the affiliate clearing broker dealer of Ameriprise Financial Services, LLC. AEIS maintains custody of assets (cash and securities) held in brokerage accounts for retail customers of Ameriprise Financial Services, LLC.
Download a PDF below or, to receive a free copy via mail, please call (800)297-7378.
Investment products are not insured by the FDIC, NCUA or any federal agency, are not deposits or obligations of, or guaranteed by any financial institution, and involve investment risks including possible loss of principal and fluctuation in value.
Securities offered by Ameriprise Financial Services, LLC. Member FINRA and SIPC.