Corporate entities and important disclosures

Ameriprise Financial, Inc. is a diversified financial services company that primarily engages in business through its subsidiaries listed below, and provides broker-dealer, advisory, wealth management, asset management, insurance, lending and related products and services.

Ameriprise Financial Services, LLC offers financial advisory services, investments, insurance and annuity products. Many of the financial products and services we offer carry the Ameriprise, Columbia Threadneedle Investments, or RiverSource® name. For more information on our affiliates see the links listed below.

RiverSource entities visit https://www.riversource.com/entities-disclosure/

Columbia Threadneedle Investments (Columbia Threadneedle) is the global brand name of the Columbia and Threadneedle group of companies, which are affiliates of Ameriprise Financial.  For more information on Columbia Threadneedle’s U.S. asset management business, visit https://https://www.columbiathreadneedleus.com/investor/corporate-entities

Ameriprise Bank, FSB provides deposit, lending, and personal trust products and services to its customers, including clients of Ameriprise Financial Services, LLC (“AFS”).   Ameriprise Bank, FSB and AFS are subsidiaries of Ameriprise Financial, Inc.  AFS financial advisors may receive compensation for selling bank products.

 

Other important disclosures

Ameriprise Financial Services, LLC is registered with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board (MSRB). The MSRB makes available at its website, http://www.msrb.org, an investor brochure, which describes the protections that may be provided by the MSRB, and how to file a complaint regarding municipal securities with the appropriate regulatory authority. 

Investment services and products of Ameriprise Financial, Inc. and affiliated entities are not available in those jurisdictions where they are not authorized or permitted by local law to promote or sell the services and products. Ameriprise financial advisors conduct business only in states where they are licensed and registered. Products and services mentioned on this site may not be available in all states. 

Ameriprise may enter into strategic alliances with companies that offer products or services that Ameriprise and its financial advisors do not sell. In some of these alliances, Ameriprise financial advisors may receive gifts and offers from the other companies as allowed by applicable state and federal laws.

 

Additional Ameriprise research disclosures 

Definitions of terms
Company specific disclosures including possible conflicts of interest
Definition of Indices
Equity Ratings History and Price Charts by Ticker Symbol